FINGERPRINTING REQUIREMENTS FOR INVESTMENT ADVISER REPRESENTATIVES LICENSING ONLY
For Ohio residents, the Division only accepts electronic fingerprints taken via WebCheck. Below is a website you can
use to find a WebCheck location near you:
www.ohioattorneygeneral.gov/Business-and-Non-Profits/Business/Webcheck/Webcheck-Community-Listing
When the adviser goes to be fingerprinted, they should take the Division's address with them (below), and notify the officer
that the fingerprint results must be sent directly to the Division, not to the adviser/firm to then route them to the
Division. The Division can only accept results if they come directly from BCI.
Ohio Department of Commerce
Division of Securities
77 S. High Street, 22nd Floor
Columbus, OH 43215
For non-Ohio residents, please contact Anne Followell at 614-728-2840 or Anne.Followell@com.state.oh.us.